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    Legal Information

    ÃÛ¶¹ÊÓƵ Financial Services Inc. is registered with the US Securities and Exchange Commission (SEC) as an investment adviser and a broker-dealer. ÃÛ¶¹ÊÓƵ Financial Services Incorporated of Puerto Rico is registered as a broker-dealer.

    As a firm providing wealth management services to clients, ÃÛ¶¹ÊÓƵ Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that you understand the ways in which we conduct business, and that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. For more information, please review the client relationship summary provided at ubs.com/relationshipsummary, or ask your ÃÛ¶¹ÊÓƵ Financial Advisor for a copy.

    Products and services mentioned on these web pages may not be available for residents of certain nations. Please consult the sales restrictions relating to the service in question for further information.Ìý

    © ÃÛ¶¹ÊÓƵ 1998 - 2025. All rights reserved.Ìý

    Wealth management services in the United States are provided by ÃÛ¶¹ÊÓƵ Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services.Ìý.Ìý. ÃÛ¶¹ÊÓƵ Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products.Ìý

    Notice for Non-U.S. Investors.ÌýNotice for Non-Puerto Rico Investor.ÌýOrder Routing Disclosure.ÌýStatement of Financial Condition (PDF).ÌýStatement of Financial Condition- ÃÛ¶¹ÊÓƵ FSI of Puerto Rico (PDF).ÌýBest Execution Statement (PDF).ÌýLoan Disclosure Statement (PDF).ÌýAccount Sweep Yields.ÌýAdvisory & Brokerage Services.ÌýCFP Board's Trademark Disclaimer.ÌýFutures Commission Merchant (FCM) Information for ÃÛ¶¹ÊÓƵ Financial Services Inc.ÌýAgreements and Disclosures (PDF).